证券商

网络释义：securities dealer; securities dealers; Dealers

网络释义

1.securities dealer 证券交易所 stock exchange 证券商 securities dealer 证券公司 securities company ...

2.securities dealers注意者，Rule 2a19-1，在某些情形下，豁免证券商(brokers or dealers)利害关系人之身分。

6.brokers and dealers银行或在符合证管会规则下，由系国家证券交易所会员之证券商(broker-dealer)，加以保管。

1.For securities firms and customers to redeliver securities borrowed or to compensate for securities entitlements.供证券商及客户返还借券或证券权益补偿。

2.The shareholders meeting of a securities firm shall be convened within six months after the end of the fiscal year.证券商之股东常会，应于每营业年度终了后六个月内召开。

3.The recovery rate of counter- party shall be evaluated by the securities firm itself or provided by appropriate external institution.交易对手的违约回收率应由证券商内部自行评估，或由适当之外部评估机构提供。

4.We derive a closed-form pricing formula for high yield notes that have been planned to be issued by Taiwanese local security firms in 2003.本文导出台湾证券商将于2003年发行的高收益票券订价公式的封闭解。

5.Associated persons of securities firms that have been registered and approved by this Corporation.二经本公司登记准予进入市场之证券商业务人员。

6.A securities firm shall pay interest on cash collateral it collects from a borrower at a rate agreed between the two parties.证券商向借券客户收取之现金担保品，应支付利息予客户，其利率由双方约定之。

7.Securities firms shall establish appropriate policies and procedures for position valuation, and review their appropriateness periodically.证券商应建立适当的部位评价政策与程序，并定期评估其妥适性。

8.The novels by a securities firm miss Emily and and poor the artist's daughter Rebecca as the main character.小说以证券商的小姐爱米丽亚和穷画家的女儿利蓓加为主要人物。

9.Nevertheless, where a securities firm provides quotes anonymously, the GTSM will disclose only the quotation information.但证券商如采用隐名方式报价者，本中心将只对外揭示其报价资讯。

10.Resolutions adopted by shareholders' meetings of securities firms shall comply with laws, regulations and articles of incorporation.证券商之股东会决议内容应符合法令及公司章程规定。